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Theoretical Limitations of Embedding-Based Retrieval

Why dense vectors fundamentally cannot work at scale - and what to do about it

TL;DR

Dense vector embeddings have mathematical limitations that cannot be overcome with better training or larger models. At web scale, there exist document combinations that no query can retrieve under the single-vector paradigm. This is why hybrid search (BM25 + vectors) is essential.

Key Papers

1. On the Theoretical Limitations of Embedding-Based Retrieval

Authors: Orion Weller, Michael Boratko, Iftekhar Naim, Jinhyuk Lee (Google DeepMind) arXiv: 2508.21038 (August 2025) Code/Data: google-deepmind/limit

Abstract

Vector embeddings have been tasked with an ever-increasing set of retrieval tasks over the years, with a nascent rise in using them for reasoning, instruction-following, coding, and more. These new benchmarks push embeddings to work for any query and any notion of relevance that could be given. While prior works have pointed out theoretical limitations of vector embeddings, there is a common assumption that these difficulties are exclusively due to unrealistic queries, and those that are not can be overcome with better training data and larger models. In this work, we demonstrate that we may encounter these theoretical limitations in realistic settings with extremely simple queries.

Key Finding: The Embedding Dimension Bottleneck

The number of top-k subsets of documents that can be returned by any query is fundamentally limited by embedding dimension.

This holds true even when:

Critical-n Values by Embedding Dimension

The paper provides extrapolated “critical-n” values - the corpus size at which embeddings break down:

Embedding Dim Critical Corpus Size
512 ~500,000 documents
768 ~1.7 million
1024 ~4 million
3072 ~107 million
4096 ~250 million

Implication: For web-scale search (billions of documents), even 4096-dimensional embeddings with ideal optimization cannot model all needed combinations.

The LIMIT Dataset

Google DeepMind created the LIMIT dataset to stress-test this:

2. The Curse of Dense Low-Dimensional Information Retrieval

Authors: Nils Reimers, Iryna Gurevych Venue: ACL 2021 arXiv: 2012.14210

Key Finding: False Positive Rate Increases with Index Size

The performance for dense representations decreases quicker than sparse representations for increasing index sizes. In extreme cases, this can even lead to a tipping point where at a certain index size sparse representations outperform dense representations.

The Mechanism

As corpus size grows:

  1. More documents exist in the embedding space
  2. Documents cluster and overlap in limited dimensions
  3. False positives increase - irrelevant documents become “nearest neighbors”
  4. At some corpus size, BM25 beats dense retrieval

Why Lower Dimensions Are Worse

The lower the dimension, the higher the chance for false positives, i.e., returning irrelevant documents.

This is why 768-dim embeddings that work great on MS MARCO can fail badly on larger real-world corpora.

Why This Matters

The Problem

If you have:

Dense vectors will fail on some queries - not because of bad embeddings, but because of mathematical impossibility.

This is exactly why we need RRF hybrid search (see Hybrid Search with RRF):

  1. BM25/Lexical catches exact matches dense vectors miss
  2. Dense vectors catch semantic similarity BM25 misses
  3. RRF fusion combines both, surfacing docs that rank well in either

Practical Implications

Approach Failure Mode
Dense only Misses obvious keyword matches; false positives at scale
BM25 only Misses semantic similarity (“auth” vs “authentication”)
Hybrid RRF Catches both; degrades gracefully

The Math (Simplified)

Why Embeddings Have Limited “Capacity”

In a d-dimensional space, there are only so many ways to partition documents into “closer” and “farther” from a query point.

Specifically, the number of possible dichotomies (ways to separate n points into two groups) is bounded by:

# of dichotomies ≤ 2 * (n choose 0) + (n choose 1) + ... + (n choose d)

For n » d, this grows polynomially in n, not exponentially. But the number of possible top-k rankings grows combinatorially.

Result: There exist top-k combinations that no embedding geometry can produce.

Concrete Example

With 1 million documents and 768-dim embeddings:

Many valid query results are literally impossible to retrieve.

Recommendations

For Search Implementation

  1. Never rely on dense vectors alone for search
  2. Always implement hybrid (BM25 + vector + RRF)
  3. Tune weights per use case:
    • Log search (exact IDs, errors): weight BM25 higher
    • Semantic search (concepts): weight vectors higher
  4. Monitor for degradation as corpus grows
  5. Consider re-ranking for high-precision needs

When Dense Vectors ARE Appropriate

References

See Also